U.S. Securities and Exchange Commission Investor Education Event at UCSB

Next Month on November 10th, at 6:00 PM the SEC will be holding an Investor Education Event at UCSB's Multicultural Center Theatre. For those who cannot attend in person, a zoom or Webex link will be sent out shortly. We hope you join us in hearing Carol Lally, the supervisory attorney at the Los Angeles Regional Office teach about financial literacy. Attached is a flyer for the event with a QR code to register.

Please check out the SEC's investor-friendly website, www.investor.org, which features investor alerts and bulletins and a wealth of financial tools and resources. In particular, you may be interested in:

• Resources for Veterans
• Resources for Military
• Resources for Teachers 
• Resources for Native Americans
• Information on Coronavirus-related scams

If you have questions or would like to discuss having someone from our office speak to your group, please contact Carol directly or our Consumer Affairs group at [email protected] or 323-965-3998.